FINRA IT Compliance
Okay—you’re ready to outsource your information technology management and maintenance to 911 IT. Our services include every tech task you have imagined and many you haven’t. We monitor and maintain your network, servers, and hardware. We furnish all the technical support your firm requires. We’re a cost-effective solution when you don’t have the resources or expertise to manage your own IT infrastructure in-house.
It is necessary to ensure your IT systems are compliant with FINRA regulations. As a self-regulatory organization that oversees the conduct of firms and brokers in the securities industry, FINRA protects investors, and your business by ensuring everyone adheres to these regulations designed to prevent fraud and abuse. This includes having adequate controls in place to protect sensitive customer information, as well as maintaining accurate records of all financial transactions. You know that non-compliance with FINRA regulations results in significant fines and other penalties. It is our commitment to keep your tech and systems penalty-free.
911 IT qualifies your firm’s FINRA compliance requirements by implementing and maintaining appropriate controls and monitoring systems. This will include implementing measures such as security protocols to prevent unauthorized access to sensitive data, as well as backup and disaster recovery systems to ensure that financial records are not lost in the event of a system failure.
Shifting From Compliance to Culture
Beyond implementing technical controls, 911 IT assists with the development of policies and procedures to ensure compliance with FINRA regulations. This may include training your organization on proper security practices and furnishing guidance on how to handle sensitive customer information.
Benefits Of FINRA Compliance
911 IT is an invaluable resource for firms in the securities industry looking to ensure compliance with FINRA. By outsourcing the management and maintenance of your IT systems to 911 IT, your firm can focus on core business operations while meeting the necessary regulatory requirements with confidence.
Check out our FINRA IT Compliance Checklist
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Testimonials
We Couldn't Be Happier!
911 IT got all of our pictures and data off of a damaged hard drive that we thought was toast. We were actually told by another company it was too damaged to recover. But not for 911 IT! They were so great to work with and seriously saved the day! We couldn't be happier.
Julie Bigler
Outsourcing our IT to Them has Been a Huge Relief to Our Company!!
911 IT is able to resolve all of our IT issues, even if the problem has been intermittent. Outsourcing our IT to them has been a huge relief to our company! They have a quick response time and are honest with all of our problems. Their staff is professional and are very helpful. Give them a try!
Mitch Probert Atlas Seals
Give 911 IT a Shot! It is Worth It!
We have loved the peace of mind using 911 IT has given us. They are great at answering their phone and solving our problems quickly. I have worked for the past year or so with Calvin and his crew. I really like how quickly they respond to my questions and concerns. We are upgrading our machines with them now. They help us with backup services and with virus protection. Give 911 IT a shot! It is worth it!
Jaren Ruff Designer Floor Coverings
Give them a try, you won't regret it!
911 IT's response time has been so great! Most of the time they will resolve our issue before we hang up the phone. When we find ourselves in IT trouble we are usually in a mess until we call 911 IT and they get things working again. They are experienced and they take time to know our setup. This allows them to resolve our issues fast. We feel comfortable using 911 IT and they have been able to solve the problems we have run into so far. Give them a try, you won't regret it!
Clay Keller President Keller Construction
I Would Recommend Them to Anyone!
911 IT has been able to cut our IT expenditures by almost half and at the same time improve our systems reliability. Since moving to their IT Firm we have noticed that they are more knowledgeable than the other companies we have used in the past. When I call in, I do not have to worry about them getting things fixed because they are reliable, fast and they get things done. I would recommend them to anyone that is thinking about changing IT companies. We made the change and are glad we did.
James Adair Western Timber Frame
Absolutely Outstanding Company!
911 IT was phenomenal to work with! After calling tech after tech to come out to find out the issues with our phone lines, Adam came out within a few hours and FIXED our phones immediately! He took the time to LOOK what was wrong instead of just glancing at the issues and bidding us out at thousands of dollars. I will 100% use 911 IT again in the future. Absolutely outstanding company!!
Sarah Hendriksen Summit Community Counseling
911 IT Has Been a Godsend to Our Company!
911 IT has been a godsend to our company, especially to me. They are always available and can take care of any need we have right away. I never panic anymore when something isn't working right, I just call anyone on the team, and they pleasantly take over, and the problem is gone. Anyone there can handle all our issues. Thank you 911.
Rhonda Sutherland Craghead Building
I Highly Recommend 911 IT!
I use these guys for all of my business network needs, Josh is usually the rep who helps me, and I always ask for him. Every time I call, they know exactly who I am and have my file (or whatever they use to organize their customers) pulled up in front of them ready to help. They are always in a good mood when helping me - even when my needs are super difficult - and they always get the issue solved very quickly. I highly recommend 911 IT!
Jessie Paulson Puroclean
911 IT is Amazing!
911 IT is amazing. Technology is such a cursed blessing. It is wonderful when everything is working as intended...but quickly turns to the end of the world when it's not. These guy know what they're doing.
Nathan Bryant
Thanks 911IT!
Excellent work. My computer is now protected. If anyone steals my computer, the important info will be useless to them. Thanks 911.
David Ellis
