FINRA IT Compliance
Okay—you’re ready to outsource your information technology management and maintenance to 911 IT. Our services include every tech task you have imagined and many you haven’t. We monitor and maintain your network, servers, and hardware. We furnish all the technical support your firm requires. We’re a cost-effective solution when you don’t have the resources or expertise to manage your own IT infrastructure in-house.
It is necessary to ensure your IT systems are compliant with FINRA regulations. As a self-regulatory organization that oversees the conduct of firms and brokers in the securities industry, FINRA protects investors, and your business by ensuring everyone adheres to these regulations designed to prevent fraud and abuse. This includes having adequate controls in place to protect sensitive customer information, as well as maintaining accurate records of all financial transactions. You know that non-compliance with FINRA regulations results in significant fines and other penalties. It is our commitment to keep your tech and systems penalty-free.
911 IT qualifies your firm’s FINRA compliance requirements by implementing and maintaining appropriate controls and monitoring systems. This will include implementing measures such as security protocols to prevent unauthorized access to sensitive data, as well as backup and disaster recovery systems to ensure that financial records are not lost in the event of a system failure.
Shifting From Compliance to Culture
Beyond implementing technical controls, 911 IT assists with the development of policies and procedures to ensure compliance with FINRA regulations. This may include training your organization on proper security practices and furnishing guidance on how to handle sensitive customer information.
Benefits Of FINRA Compliance
911 IT is an invaluable resource for firms in the securities industry looking to ensure compliance with FINRA. By outsourcing the management and maintenance of your IT systems to 911 IT, your firm can focus on core business operations while meeting the necessary regulatory requirements with confidence.
Check out our FINRA IT Compliance Checklist
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Testimonials
I Would Recommend Them to Anyone!
911 IT has been able to cut our IT expenditures by almost half and at the same time improve our systems reliability. Since moving to their IT Firm we have noticed that they are more knowledgeable than the other companies we have used in the past. When I call in, I do not have to worry about them getting things fixed because they are reliable, fast and they get things done. I would recommend them to anyone that is thinking about changing IT companies. We made the change and are glad we did.
James Adair Western Timber Frame
Great dedicated IT team!
We started using 911 IT when we tired of waiting for our issues to get resolved. Having a dedicated IT team, not a tech person that does it "on the side" has saved me time and money. Their experienced team helps me price check and make decisions when it comes to equipment and software. Since outsourcing our IT to 911, the 911 team has setup our new location and everything was running great before we opened our doors. You will not regret it, Call 911 IT!
Amy Archuleta Owner Spa Trouve
911 IT Always Exceeds My Expectations!
We have worked with 911 IT for many years, and I can tell you they are not just another IT company. They care about us and are always looking out for our best interests. They are proactive and always looking towards the future to solve potential problems. Before quarantine, 911 IT reached out to us to develop a plan to be able to move all of our employees home if the need arose. It's things like this that really set them apart.
Dianna Iwaniec Preferred Accounting
Would Highly Recommend to Anyone!
Great company! Always prompt to fix our problems right when they happen and very efficient and knowledgeable. Would highly recommend to anyone!
Craig Soderquist Insurance Agent
They Truly Care About Us and Helping Our Company Succeed!
I love that I can call 911 IT and their techs can remote into my systems and take care of the problem without having to wait for someone to come onsite. The staff is very friendly, and they always put their best foot forward to resolve the problem as soon as they can. They answer my questions quickly and are always asking if I need anything else. They truly care about us and helping our company succeed. I have been so happy with their service that I have used them at my home for my IT issues as well as at the office.
Lisa Nielsen B&M Plumbing & Heating
I Would Recommend Them!
They always take care of my needs whenever I have a question. Their team is responsive, always on time and professional. I would recommend them.
Lance Allen
911 IT Deserves 10 Stars!
I spent hours via computer and long distance with Mr. Adam from 911 IT in Utah. He was a gentleman and a scholar and resolved a host of problems that were caused by another company! He deserves 10 stars!
Bob Sheddan
These guys are GREAT!
These guys are GREAT! They answer the phone every time I call and take care of the IT issue right away
Lance Paulson Lance Paulson Insurance
We Couldn't Be Happier!
911 IT got all of our pictures and data off of a damaged hard drive that we thought was toast. We were actually told by another company it was too damaged to recover. But not for 911 IT! They were so great to work with and seriously saved the day! We couldn't be happier.
Julie Bigler
Give them a try, you won't regret it!
911 IT's response time has been so great! Most of the time they will resolve our issue before we hang up the phone. When we find ourselves in IT trouble we are usually in a mess until we call 911 IT and they get things working again. They are experienced and they take time to know our setup. This allows them to resolve our issues fast. We feel comfortable using 911 IT and they have been able to solve the problems we have run into so far. Give them a try, you won't regret it!
Clay Keller President Keller Construction
